Compliance Analyst - Asset Management
Job Description
Specialist investment management firm is seeking a Compliance Analyst to join its Compliance team. This is an excellent opportunity for an individual with compliance or operational risk experience who is looking to develop their career within a collaborative and fast-paced financial services environment.
Client Details
Specialist alternative asset manager.
Description
Conduct compliance monitoring and regulatory reviews.
Review financial promotions and marketing materials.
Support trade surveillance and market abuse monitoring activities.
Maintain compliance policies, procedures, and registers.
Monitor regulatory developments and assess potential business impact.
Provide compliance guidance to stakeholders across the business.
Support AML, KYC, and regulatory reporting requirements.
Profile
A successful Compliance Analyst should have
- Experience within Compliance or Operational Risk.
- Background in asset management, investment management, or financial services.
- Good understanding of FCA regulatory requirements.
- Job Offer
- Salary ranging from £50,000 to £55,000, dependent on the level of experience.
- Discretionary bonus.
- * Competitive benefits package.
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