Compliance Analyst - Investment Management firm
Job Description
Compliance Analyst Investment management firm £38K-£40K bonus London - Hybrid working Permanent role The role Supporting and managing monthly, quarterly and annual compliance monitoring reviews. Report writing of monitoring reviews and the management of tracking actions until completion. Supporting and managing review of financial promotions and other marketing presentations and materials. Manage ongoing third-party due diligence requirements. Supporting and managing periodic FCA filings: FCA …
This is the short summary Adzuna shares. The full advert — duties, requirements and pay — is on the original listing.
Read the full advertWhat we know about Robert Half
- Status
- Active
- Company number
- 02087139
- Industry
- Other business support service activities n.e.c. (SIC 82990)
- Registered in
- Solihull
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